Thomas Nollner
Banking AML/CFT Consultant
Tom Nollner has over 35 years of experience in the banking regulatory field. His experience includes 30 years as a National Bank Examiner for the Office of the Comptroller of the Currency, United States Treasury and 5 years as an international banking consultant. He has a proven track record in assisting financial institutions regarding capital adequacy, asset quality, management issues, earnings concerns, and liquidity. In addition, Tom is a consumer specialist focusing on developing and instituting risk management processes, and in implementing anti-money laundering related programs and policies.

Tom has developed and presented numerous training programs focusing on banking issues, to regulatory authorities, government bodies, and the staff of financial institutions in countries in North America, Asia, the Middle East, the Caribbean, and South America. In addition, he has developed banking policies and examination procedures for regulatory authorities, and assisted Financial Intelligence Units and Central Banks with improving existing banking laws and regulations.
Upcoming Webinar
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Recorded Webinar
Emerging Technology related to E-Signature, E-CDD, and E-Disclosures
Learn latest trends in emerging technology related to electronic information gathering and how this new technology affects KYC and CDD/EDD information gathering and verification. This training will provide attendees with the latest guidance and information from financial regulators and FinCEN.
Recorded Session Get life time access for one participant with download option!

Teaching Your Front Line Staff to Ask BSA Questions
This Bank Secrecy Act (BSA) training program will explain how to train your front line staff to ask BSA questions. It will cover Currency Transaction Reports (CTR), Monetary Instrument Log, Suspicious Activity Reports (SAR) scenarios and questions, and much more.
Recorded Session Get life time access for one participant with download option!

The Secure and Fair Enforcement Banking (SAFE) Act of 2019 and the Protections It Provides
This webinar will discuss the background and purpose of the proposed Secure and Fair Enforcement (SAFE) Act of 2019. You will learn how a depository institution will be provided with a safe harbour when dealing with a cannabis-related legitimate business or service provider, the protections in place for ancillary businesses, the protections under federal law, the requirements of filing a suspicious activity report, and the guidance and examination procedures outlined for regulators. The presentation will explain how financial institutions can provide banking services to a cannabis-related legitimate business or service provider and not be criticized by their government regulator.
Recorded Session Get life time access for one participant with download option!

AML Risks in Correspondent Banking: What You Need to Know for 2018
Correspondent banking relationships have become a hot topic with BSA/AML over the past few years. The U.S. Treasury Department has placed more importance on the examination of correspondent banking relationships and has added more guidance related to the issues of "de-risking" (terminating/exiting current correspondent banking relationships). This training session will highlight why it is essential to know the risks related to correspondent banking relationships, the regulatory guidance issued for maintaining these relationships and the concept that financial institutions can always make business decision as they see fit.
Recorded Session Get life time access for one participant with download option!

Anti-money Laundering: Detecting Suspicious Activity and Preventing Terrorist Financing
Every day in your branches situations occur which are considered "suspicious" and may even put your employees and customers into what we will call a "felony moment." If your customer asks "Should I deposit this money?" The answer your officer gives may encourage the customer to structure, and that is a problem for both the customer and the employee.
Recorded Session Get life time access for one participant with download option!

CRA Sunshine Act and Bank Reporting: Disclosure and Reporting of Community Reinvestment Act-Related Agreements
This webinar will discuss disclosure and reporting requirements on banks and other insured depository institutions with respect to certain agreements related to the Community Reinvestment Act (CRA) as imposed by the Gramm-Leach-Bliley Act. The CRA Sunshine statute requires certain CRA-related agreements to be publicly disclosed and reported upon annually.
Recorded Session Get life time access for one participant with download option!

Exploring Recent Enforcement Actions and Legal Cases for Practical AML Compliance Lessons
This webinar will review the regulatory history and background of the financial institution involved, the findings of the regulators and law enforcement during examinations and onsite reviews, the reasoning behind the enforcement actions, and the expectation of the regulators and law enforcement going forward. It will further discuss policy changes, procedure enhancements, and operational practices the financial institution could have taken to prevent the weaknesses that caused the enforcement action.
Recorded Session Get life time access for one participant with download option!

Your Sanctions Program and How to Clear True Hits and False Positives
This course will discuss procedures and processes your BSA department can employ when your institution is clearing and disposing alerts for potential hits identified by your screening process related to companies, individuals, and countries identified by government, international, internal, and other lists as sanctioned or of concern for money laundering, terrorist financing or other criminal activity.
Recorded Session Get life time access for one participant with download option!

Foreign Correspondent Banking: AML Risks, De-Risking Issues and Current Trends
Learn the risks involved with foreign correspondent banking, the laws and regulations that apply to the foreign correspondent banking relationships, the issues related to "de-risking", and current trends related to foreign correspondent banking.
Recorded Session Get life time access for one participant with download option!

Teaching your Front-line How to Ask BSA Questions?
This Bank Secrecy Act training will explain how to train your frontline staff to ask BSA questions. It will cover Currency Transaction Report (CTR), Monetary Instrument Log (MIL) and Suspicious Activity Report (SAR) scenarios and questions and much more.
Recorded Session Get life time access for one participant with download option!

AML Risks in Correspondent Banking: What You Need to Know for 2017
Correspondent banking relationships have become a hot topic with BSA/AML over the past few years. The U.S. Treasury Department has placed more importance on the examination of correspondent banking relationships and has added more guidance related to the issues of "de-risking" (terminating/exiting current correspondent banking relationships). This training session will highlight why it is essential to know the risks related to correspondent banking relationships, the regulatory guidance issued for maintaining these relationships and the concept that financial institutions can always make business decision as they see fit.
Recorded Session Get life time access for one participant with download option!

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