The Job of the Corporate Controller in Today's Environment - Part 3: Regulatory Compliance and Risk Management Issues and Responsibilities for the Controller

Duration: 120 Minutes
This webinar focuses on the critical areas of regulatory compliance and risk management by providing essential tools to handle the critical tasks. Topics discussed will include audits - both financial and income tax - and dealing with state and federal regulatory agencies. Presented by experienced CGMA and financial analyst Miles Hutchinson, this course will examine these key technical aspects of the controller function and how to add value to your organization. Mr. Hutchinson will share his seasoned guidance on the skills possessed by successful controllers and identify the issues that will help you be more effective in the controller role. This course and other classes in this practical controllership webinars series are essential for all financial professionals on the track to upper management.
Responsibilities of Corporate Controller
Instructor: Miles Hutchinson
Product ID: 501803
Objectives of the Presentation
  • Describe the corporate controller's role in critical compliance and risk management areas
  • Identify areas of significant risk for businesses and best practices for managing such risks
  • Understand recent hot button issues for key regulatory agencies, such as the SEC, DOL, IRS and State Revenue Departments
  • Utilize best practices for effectively managing regulatory audits
Why Should you Attend
Businesses need leaders to be effective in deploying resources and guiding operations to reach goals in the most effective way. Organizations need everyone to understand the corporate mission and strategy to make sure all resources are pulling together in the right direction. The controller should help steer the ship and help deliver better decision-making methods and opportunities to the leadership team.

Prepare yourself to take on the role of the Corporate Controller. Your career path offers you the opportunity to step into this position, but it comes with risks. Do you really know what it takes to move up to this highly visible role? Sure, you may be the chief accounting officer, the keeper of the data. And you know how to close and produce the primary financial reports. You may even provide the tools to help leadership plan the budget for the next twelve months. But do you have a firm and confident grasp of all your other responsibilities? Invest in your future and join this class, the third in a three-part series, to learn more about the technical requirements to successfully serve in this key position.

Areas Covered
  • Entering new states to do business - the registration process
  • Risk management - internal control, insurance risk, regulatory compliance, disaster recovery
  • Coordination with outside accountants and auditors under the SEC and Sarbanes-Oxley
  • Your role as financial auditor liaison
  • Regulatory and income tax audits - best practices for managing the them and the auditors
  • DOL hot issues
    • Independent contractor v. employee
    • Compensable travel time
  • IRS hot issues
    • Withholding and W-2s
    • Independent contractor reporting: W-9 and 1099
    • Non-resident alien reporting: W-8 and 1042-S
  • State DOR hot issues
    • Sales and use tax Issues
    • New hire reporting
    • Backup withholding
  • A best practices approach to regulatory audits
Who will Benefit
  • Controllers
  • Accounting Managers
  • Financial Analysts
  • Bank Managers
  • Auditors
  • Information Reporting Officers
  • Tax Managers and
  • Those who aspire to become the Corporate
The Job of the Corporate Controller in Today Environment -3 Part Series" Webinar Series. Click here to know more.


$300
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Recorded Session - How it works
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  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Miles Hutchinson is a CGMA (Chartered Global Management Accountant) and experienced businessman. He has been an auditor with PriceWaterhouseCoopers and the Chief Financial Officer of a $1 billion real estate development company. Miles is a professional speaker and consultant who has presented over 2,000 seminars and training sessions on a myriad of business and financial topics, like financial analysis and modeling, accounting, strategic planning, and compliance with the Sarbanes-Oxley Act.

He has over 35 years of practical experience in strategic planning, analysis and reporting. He is the author of several useful reporting and tax tools available at www.soxpolicies.com and www.salestaxadvisors.com. His clients include, Abbott Labs, Bank of America, Boston Scientific, Citicorp, Corning, the FBI, the FDA, the Federal Reserve, GE, Pfizer, Siemens, US Marine Corps, and the US Army. Please visit his web sites to see how you can further benefit from his expertise.
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