Updated Guidance for the OCC's Risk Assessment System

Duration: 75 Minutes
The OCC recently issued updated guidance on their Risk Assessment System. This is important because it expands how the regulators will be looking at risk when they examine your institution. Examiners will focus on your current as well as your projected financials to determine how resilient your institution will be when economic conditions become more volatile.
OCC Risk Assessment System
Instructor: Gary Deutsch
Product ID: 504896
Examiners will also focus on your institution's resilience to liquidity and capital risks - the core components of safety and soundness.

These updates are reflected in the 'Bank Supervision Process,' 'Community Bank Supervision,' 'Federal Branches and Agencies Supervision,' and 'Large Bank Supervision' booklets of the Comptroller's Handbook and internal guidance for examiners. Other Comptroller's Handbook booklets will be updated as they are revised.

Objectives of the Presentation
  • How the OCC's updated guidance on risk assessments applies to all institutions, not just large banks
  • Methods for Conducting Risk Assessment Surveys
  • Conducting an Inherent Risk Survey
  • Conducting a Management of Risk Survey
  • Developing a Risk Assessment Rating Recap
  • How to prepare for a regulatory examination by assessing your institution's resilience to withstand risks identified in the risk assessment process
Why Should you Attend
Attend this webinar to get prepared for the risk based regulatory examinations.

Areas Covered
  • Updated Regulatory Guidance
  • Creating a Risk Perspective
  • Using CAMELS to Develop Risk Assessments
  • IIA Definition of Risk Assessments
  • Quantity of Risk: Inherent Risk Survey
  • Sample Inherent Risk Surveys by Risk Category
  • Quality of Risk Management Survey
Who will Benefit
  • CFOs
  • Controllers
  • Financial officers
  • Treasurers
  • Risk officers
  • Internal auditors
  • Audit committee members
*Note: This is a 75 minutes Recorded Video Program wherein the speaker will join at the end for the Q&A session to answer your queries.
$300
Recorded Session for one participant
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How it works
Live Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • The webinar joining link, username and password for joining the webinar will be updated on your OCP Account 24 hours prior to the webinar
  • Presentation handouts in Downloadable PDF format will be updated on your OCP Account 24 hours prior to the live session
  • Login to the audio conference on the scheduled date and time
  • Get answers to your queries through interactive Q&A sessions via chat at the end of the session
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account 24 hours after the completion of the session
  • Please let us know your thoughts and views at the end of the webinar, your valuable feedback will help us improve
Recorded Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Mr. Deutsch is a licensed CPA in Maryland and has a B.A. in accounting and an MBA in finance from Loyola University Maryland. He has also achieved the Certified Management Accountant, Certified Internal Auditor and Certified Bank Auditor designations. Mr. Deutsch is the founder and president of BRT Publications LLC.

Mr. Deutsch has trained thousands of financial institution professionals in all aspects of risk management and has written numerous books in the U.S. and Europe on topics such as credit risk, internal audit and compliance with Generally Accepted Accounting Principles.

Mr. Deutsch has extensive risk management and internal audit experience through his association with financial institutions of all sizes as well as through his role leading the KPMG financial institution consulting practice in the Mid-Atlantic region.
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