Electronic Business Records: 7-Step Strategy for Effective and Compliant Record Management

Duration: 60 Minutes
This webinar will discuss the best practices which will help ensure effective and compliant management of electronic business records. It will also discuss what the law and regulators require for FDIC, record retention, evidence and other pertinent information.
Electronic Business Records
Product ID: 509353
Objectives of the Presentation
  • Ensure compliant management of electronic business records
  • Understand compliant retention
  • Understands an electronic business record and how to distinguish records from transitory messages
  • Ensure best practices to help ensure your record management program and e-discovery procedures are in compliance with federal and state
Why Should you Attend
Ensure effective and compliant management of electronic business records. Understand the law and regulators demand when it comes to compliant retention.

Areas Covered
  • Ensure effective and compliant management of electronic business records in seven steps
  • Definition of electronic business record
  • FDIC requirements when it comes to the management and maintenance of business records
  • E-Sign, and what does it legally require of financial institutions’ records
  • Record requirements of FFIEC, GLBA, FINRA, SEC, SOX, and other regulators
  • E-records management program support your security/data breach strategy
  • Electronic evidence: How to ensure your electronic business records are legally valid
  • Training employees
  • Record retention rules
Who will Benefit
  • Business account operations managers and staff
  • Compliance staff
  • Record management staff
  • Internal and external auditors
  • Staff involved with compliance and business accounts
$300
Recorded Session for one participant
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  $450.00 Training CD
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  $550.00 Training USB Flash Drive
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For multiple location please contact our customer care team +1-510-857-5896.
How it works
Live Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • The webinar joining link, username and password for joining the webinar will be updated on your OCP Account 24 hours prior to the webinar
  • Presentation handouts in Downloadable PDF format will be updated on your OCP Account 24 hours prior to the live session
  • Login to the audio conference on the scheduled date and time
  • Get answers to your queries through interactive Q&A sessions via chat at the end of the session
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account 24 hours after the completion of the session
  • Please let us know your thoughts and views at the end of the webinar, your valuable feedback will help us improve
Recorded Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been on working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work with small community banks to large international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. Gina has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as per clients’ requests.


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