How to Write an Effective Compliance Investigation Report

Duration: 60 Minutes
This presentation gives attendees a blueprint for drafting a compliance investigation report that can be applied to varying circumstances. Mr. Anstine will go through each component of the investigation report and provide strategies and tips for drafting. To illustrate how to draft each component of the report, Mr. Anstine will walk attendees through a sample fact pattern of an allegation of non-compliance that needs to be investigated.
Writing Compliance Investigation Report
Instructor: Jay P. Anstine
Product ID: 509374
Objectives of the Presentation
  • Learn what critical information needs to be included in the investigation report
  • Learn how to approach drafting each component of the report
  • Learn how to document witness interviews
  • Learn how to document your findings in the report
  • Learn how to maintain your investigation notes
  • Learn tips for maintaining your investigation files
Why Should you Attend
Responding to detected offenses is included in the Seven Elements of an Effective Compliance Program as deemed by the Office of Inspector General (OIG). This presentation is intended to provide strategies and tips for documenting investigations in a manner that can be defended should a government agency gets involved. Once a government agency is involved, the agents will not only look at subject matter of the allegation, but also how the compliance officer handled the investigation if the matter was first internally reported to him or her.

Areas Covered
  • Overview of the investigation process
  • The components of the investigation report
  • Strategies for handling each component of the report
  • Documenting your investigation
  • Documenting witness interviews
  • Overall tips for drafting the report
  • Questions and Answers
Who will Benefit
  • Compliance Officers
  • Internal Auditors
  • Healthcare organizations
Topic Background
Conducting a compliance investigation is critical to meeting one of the recognized Seven Elements of an Effective Compliance Program, as recognized by the Office of Inspector General (DHHS-OIG).
$300
Recorded Session for one participant
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Recorded Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Jay Anstine is the President of Bluebird Healthlaw Partners. As a healthcare lawyer specializing in regulatory compliance, Mr. Anstine consults to physicians, senior management and boards of directors on compliance programs and regulatory issues impacting operations.

Mr. Anstine's professional background includes working on the provider and the payer side of the market, for large for-profit and non-profit health systems and small physician-owned entities. In tackling the countless regulatory and operational issues for these diverse organization types, he has developed a deep understanding of the business of healthcare and the regulations that govern the industry.

Mr. Anstine obtained his law degree from the University of South Dakota where he focused exclusively on healthcare law. He currently serves on the Board of Directors for ClinicNET, a non-profit organization in Colorado that serves the medically underserved. He is also a member of the Health Care Compliance Association, serving on the planning committee for the Mountain Regional Conference.
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