Anti-Money Laundering Audits for MSBs, Auditing Bank Secrecy Act

Duration: 60 Minutes
Introduction and overview of performing BSA/AML Audits for MSB customers that support AML rules and regulations. BSA/AML continues to be a pertinent area for regulators and examiners, as the level of money laundering and terrorist activities continue to increase.
AML Audit
Product ID: 500724

Financial institutions have begun to respond by increasing their resources to ensure compliance with the BSA/AML federal regulations and enhance their monitoring efforts for high risk customers, such as MSBs. This webinar will review the required elements for auditing and performing due diligence on MSB customers.

Why Should you Attend:
Understanding the requirements and applications of BSA/AML regarding MSBs will aid in proper auditing, which will help maintain compliance with the federal BSA regulations.

Objectives of the Presentation:
The objectives of the presentation are to deal with BSA/AML Policies and Procedures, BSA Training, BSA Independent Audit, and MSB Due Diligence and Monitoring, Required Documentation.

Who can Benefit:
  • Beginner AML/BSA Personnel
  • BSA/AML Auditors
  • Frontline Personnel
  • Board Members, BSA Officers
$300
Recorded Session for one participant
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  $450.00 Training CD
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  $550.00 Training USB Flash Drive
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How it works
Live Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • The webinar joining link, username and password for joining the webinar will be updated on your OCP Account 24 hours prior to the webinar
  • Presentation handouts in Downloadable PDF format will be updated on your OCP Account 24 hours prior to the live session
  • Login to the audio conference on the scheduled date and time
  • Get answers to your queries through interactive Q&A sessions via chat at the end of the session
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account 24 hours after the completion of the session
  • Please let us know your thoughts and views at the end of the webinar, your valuable feedback will help us improve
Recorded Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been on working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work with small community banks to large international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. Gina has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as per clients’ requests.


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