Lisa M. Marsden
Owner, Coulter Strategic Services
Lisa M. Marsden, IACCP, is the president and founder of Coulter Strategic Services. Coulter Strategic Services provides financial advisors and consulting firms with compliance and project management services. Prior to that, Ms. Marsden was the chief operating officer/chief compliance officer of Financial Trust Asset Management, Boca Raton, Florida. She has been in the financial services industry for over 25 years. Ms. Marsden has a broad array of talent, knowledge and an entrepreneurial approach in the area of regulatory compliance and business operations.

Ms. Marsden has a degree in computer programming from Keiser University, and holds the Investment Advisor Certified Compliance Professional Designation and Claritas ® Investment Certificate. She was the chief compliance officer/chief technology officer at Steinberg Global Asset Management, Boca Raton Florida and also held positions in the banking trust industry at Midlantic National Bank and Trust, Comerica Bank & Trust and Barnett Bank Asset Management.

Ms. Marsden leads two extremely intelligent groups of local compliance and IT professionals with the goal to help educate themselves, their firms and each other in the area of cyber security and compliance regulation as it pertains to the financial area. She serves on the executive committee of the Financial Planners Association of Greater Fort Lauderdale, and has moderated a cyber-security panel consisting of a Certified Ethical Hacker and Securities and Exchange Commission Examiner for the FPA of Greater Fort Lauderdale's annual conference, conducted training sessions on the financial regulations regarding cyber security.
Upcoming Webinar
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Recorded Webinar
Navigating the Financial Regulations of Cybersecurity
Russians hacking the elections, activist hacking for political reasons, competitors hacking each other, fraudsters hacking for profit, hackers for hire. Know why you are a target; learn how to incorporate policies and procedures and to test for the effectiveness of those policies and procedures. Learn what you may be liable for even if you have a cyber plan.
Recorded Session Get life time access for one participant with download option!

Growing Scope of Vendor Management: Business Continuity, Cyber Security, Contract Negotiation & More
Regulatory oversight and scrutiny of financial institutions' third-party risk management practices have increased considerably. There is growing pressure on the risk management structure at every institution. Whether it is heightened focus on cyber security, the need for more rigorous monitoring, or the basics of good vendor management, how can a responsible compliance manager keep up? This webinar will provide an overview of the regulations, real-life examiner expectations and best practices from a vendor management perspective.
Recorded Session Get life time access for one participant with download option!

Conflicts of Interest in Financial Services; Identify, Eliminate, Mitigate and Disclose
In the US Securities Exchange National Exam Program Risk Alert issued by the Office of Compliance Inspections and Examinations February 2017 "Five Most Frequent Compliance Topics Identified by OCIE Examinations of Investment Advisers" includes Inaccurate Disclosures of conflicts. This webinar will help you how to avoid a deficiency in this area.
Recorded Session Get life time access for one participant with download option!

Navigating the Financial Regulations of Cybersecurity
This training program will equip attendees with basic everyday tools to keep cyber criminals at bay. The course will also emphasize the need for effective communication between team members of a financial firm.
Recorded Session Get life time access for one participant with download option!

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices
This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
Recorded Session Get life time access for one participant with download option!

FORM ADV and Investment Adviser Act Rule Updates
Form ADV has amendments that are effective as of October 2017. These amendments are requesting additional information on your Financial Firm. For most Advisors this will mean ensuring the collection of information in 2017 to file with the 2018 Annual Amendment.
Recorded Session Get life time access for one participant with download option!

Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More
This training program will analyze ADV Part 1, ADV Part 2 A, ADV Part 2 B, and offer a breakdown of each section of the ADV. It will discuss annual filing requirements and offer best practices for reporting accurately.
Recorded Session Get life time access for one participant with download option!

Investment Advisors' Investment Policy Statement (IPS) - Rules, Regulations and Best Practices
This webinar will focus on why it is essential to design a well thought out IPS or even consider a revision to outdated IPS for existing clients. This training program will analyze best practices for the investment policy statement (IPS), elements of the IPS, compliance testing of the IPS and more.
Recorded Session Get life time access for one participant with download option!

Navigating the Financial Regulations of Cybersecurity
This training program will equip attendees with basic everyday tools to keep cyber criminals at bay. The course will also emphasize the need for effective communication between team members of a financial firm.
Recorded Session Get life time access for one participant with download option!

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices
This training program will examine who are the third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.
Recorded Session Get life time access for one participant with download option!

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